Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a
Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of
make greater use of capital market apart from traditional financial options. SMEs are considered the backbone of economic development. At present, there are approximately three million SMEs in Thailand
derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant's qualifications, paid-up registered capital and capital requirement. This aims to
derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant?s qualifications, paid-up registered capital and capital requirement. This aims to
researchers studied investors? attitudes and behaviors used by capital market intermediaries and business operators in the course of their businesses. The papers showed that investors do not always make
rating reports to the local public. The voluntary rating means more regional scale rating information, which would contribute to the Thai capital market policy to promote foreign investment for risk
since September 16 and the Capital Market Supervisory Board, on October 18, approved a revision to the fund size rule in support of different types of project and the current business environment. The
ก.ล.ต. เผยผลการประชุมระหว่างหน่วยงานกำกับดูแลตลาดทุนในกลุ่มลุ่มแม่น้ำโขง (Mekong Capital Markets Cooperation: MCMC) ครั้งที่ 3 ที่เมืองพัทยา ทุกองค์กรเห็นพ้องถึงประโยชน์ของความร่วมมือด้านตลาดทุนเพื่อ
Mr. Yanakorn Warakunrak Due to the fact that Polaris Capital Public Company Limited ("POLAR") committed an offence of concealment of material facts under Section 281/10 of Securities and