No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices _____________ By virtue of Section 14
Offices _____________ By virtue of Section 14, the second paragraph of Section 92, the second paragraph of Section 100, Section 117 and the second paragraph of Section 133 of the Securities and Exchange Act
Exchange Commission No. SorThor/Nor/Dor/Khor. 11/2551 Re: Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies By virtue of: (1
of Securities Companies By virtue of: (1) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage
Exchange Commission No. SorThor. 2/2549 Re: Preparation and Keeping of Information Relating to Derivatives Trading _____________ By virtue of Clause 11, Clause 14 and Clause 24 of the Notification of the
โทร 02 118 9599 โทรสาร 02 118 9598 ทะเบยีนเลขที ่0107554000232 No.: PACE-L 27/2019 Date: 8 November 2019 Subject: Disposal of shares in the subsidiary To: President Stock Exchange of Thailand By virtue
Securities and Exchange Commission No. Sor Thor. 29/2559 Re: Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses ________________________ By virtue of Clause 5 (1), in
Securities and Exchange Commission No. Sor Thor. 30/2559 Re: Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses ________________________ By virtue of Clause 5 (1), in
Derivatives Exchange and Derivatives Clearing House ________________________ By virtue of Sections 9, Section 60, Section 61 and Paragraph 1 of Section 89 in conjunction with Section 61 of the Derivatives Act