KorDor. 28/2540 Application for a License to Undertake Securities Borrowing and Lending Business 31/07/1997 6. Notification of the Office of the Securities and Exchange Commission SorThor. 39/2546 11
Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances 03/11/2011 16/11/2011 9. Notification of the Office of the Securities and Exchange Commission
Independent Director of an Intermediary 03/06/2014 01/07/2014 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be
3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit
application. b. Please mark an X in the appropriate box corresponding to your answer c. Send completed and signed forms to - Accounting Supervision Department The Securities and Exchange Commission, Thailand
Appropriateness of selected accounting policies (paragraph number........) ( 2.1.2 Application of the selected accounting policies (paragraph number........) ( 2.1.3 Appropriateness or adequacy of disclosures in
new listing application as all 4 criteria of the following apply (referred to Clause 3.2 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201711/17097259.pdf สารสนเทศข่าว มติ BOD 5-60