inappropriate behaviors related to giving of investment advice to imply guarantee of returns or let investors expect returns without supporting information or documents.  Investors are advised to study relevant

in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest

activities, please contact SEC Help center via SEC website or Hotline 1207. If any possible violations of law under supervision of other agencies are found, SEC will cooperate with the relevant agencies for

Secretary-General Tipsuda Thavaramorn said “Based on the regulation, we try to strike the balance between fostering innovation and building confidence to the relevant parties. Comments from all parties

swapping digital tokens. Therefore, investors should carefully consider relevant investment information disclosure and ensure their risk-taking ability before making an investment.”Those who are interested

business operators licensed as wealth advisor will be disclosed at the same time. Relevant rules are available for download at (http://capital.sec.or.th/webapp/nrs/data/7703s.pdf and http

with the relevant criteria may apply for approval of SEC. In addition, SEC will urge awareness and encourage the investors to use the wealth advice service through the approved business operators and

within thirty days from the date of termination of membership. However, in practice, the payment could not directly be made to PVD member due to a lack of relevant member data; such as name and surname

study the details, seek clarification on all relevant aspects from the VTE management and make an informed decision before casting their votes at the extraordinary shareholders? meeting next week. In any

requested by the shareholders because the request letter did not comply with the company ' s articles of association and the relevant law, (2) details on the number of the company's directors involved in the