approval from the shareholders' meeting with a vote of no less than three-fourths of the shareholders attending and eligible to vote. Additionally, there must be no opposition from shareholders holding a
taken the corporate governance course, he or she must complete the course within one year from the effective date of the regulations; (3) Business operations standards: Requiring DA operators to
, easy to understand, and timely, ensuring that all investor groups have equal access to such information. The disclosed information must also reflect both past performance and future action plans
Committee has resolved to instruct SEC to impose civil sanction whereby Kitti and Kongpat must pay a separate civil penalty, compensate for the benefits received from committing the offenses, and reimburse
case of concerns of doubtful events, investors should contact the compliance unit promptly. In any case, investment consultants must accept trading orders from the account owners or the persons who
level staff. Female employees account for 67 percent of the total number of employees. In addition, the employee ethics regarding the treatment of colleagues indicate that employees must not commit
Woraphant, Preeya and Sasipas whereby the three offenders must pay a separate civil penalty, compensate for the benefits received from committing the offenses and reimburse for the investigative expenses
securities or positions in derivatives or foreign currencies overseas to a Thai business operator that they wish to use its services. In this regard, investors must present information to prove sources of
business acquisition agreement is signed, W must pay an additional deposit of 40 million baht, resulting in the total deposit of 140 million baht or 32.8 percent of the acquisition value. This is deemed a