. 23/2542, Re: Rules, Conditions and Procedures for Establishment and Management of Mutual Funds (No. 3), dated 1 November 1999, the Office of the Securities and Exchange Commission hereby issues the
: Rules, Conditions and Procedures for Establishment and Management of Mutual Funds (No. 3), dated 1 November 1999, the Office of the Securities and Exchange Commission hereby issues the following
No. 9 (B.E. 2540) issued under the Securities and Exchange Act, B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Short
Securities and Exchange Act, B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Short sale” means the selling of securities where
Ministerial Regulation No. 9 (B.E. 2540) issued under the Securities and Exchange Act, B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this
Section 135 of the Securities and Exchanges Act, B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 2), B.E. 2542 (1999), the Office of the Securities and Exchange Commission hereby issues
Exchanges Act, B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 2), B.E. 2542 (1999), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1
and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 March 2008. Clause 2. The Notification of the Office of the Securities and
, Conditions and Procedures for Establishment and Management of Funds (No.4) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This
Board by virtue of Section 60 of the Securities and Exchange Act (No.4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 May 2008