use inside information, for example, property manager use nonpublic information for personal gains or any person benefits, including their REIT units trading or securities issued by REIT. In this regard
on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on Protection of Conflict of Interest on Investment
: Acts that may Create Conflict of Interest on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on
the stored things in respect of client ’s private data, and unrevealed or non-public information; (3) appointing a responsible person who has duty to undertake and be liable for arranging and keeping
21.07% due to personal loan at interest rate 9.00% per annum and OD interest rate at 7.50%. - As the end of quarter2’2017, total assets Baht 939.00M was higher than previous year at 1.23% due to work in
financial was increased from Baht 10.87M in Q3’2016 to Baht 13.76M in Q3’2017 at 26.54% due to personal loan at interest rate 9.00% per annum and OD interest rate at 7.50%. - As the end of quarter3’2017
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
manager, (7) Darunee Phu-ngoen, personal assistant to Suthisak, and (8) Paphawin Pinwatthana, personal secretary to Suthisak, for falsifying documents and accounts and/or siphoning.The SEC probed into the