(1) the fundamental analysis report shall be made according to guidelines prescribed by Association of Thai Securities Companies approved by the SEC office; (2) the company shall have a process
guidelines of practice that is proper and in compliance with this Notification, with which conformity to be deemed as compliance with the relevant regulations under this Notification; 3 (3) to allow the SEC
in lending criteria or guidelines, especially those related to retail loans from the Bank of Thailand, which may curb the expansion of loans extended to certain groups of customers. Moreover, banks
economic situation which could affect loan quality, provisioning and guidelines for debt restructuring as commercial banks must comply with the Thai Financial Reporting Standards (TFRS9): Financial
Operating Performance of Companies which Issue Securities; and Guidance No. NorPor. 5/2561 (2018) Re: Guidelines for Auditor Rotation and Relaxation of Auditor Rotation in the Capital 2 Details related to
Pending Settlement, to be consistent with the Stock Exchange of Thailand’s operational guidelines, and international standards. Salient points include: 1. Non-resident (NR) who receives Thai Baht related to
investment before providing services or making investment, provided that such process shall be made in accordance with the guidelines of the SEC Office; Clause 32 In case of communicating with and providing
guidelines of the SEC Office; Clause 32 In case of communicating with and providing services to clients related to such high-risk or complex capital market products under Clause 30(1) or (10), an intermediary