, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
her employement and had her pay compensation to the inflicted client in full.Panita and Nitchawan have failed to perform their duties or provide services honestly. Their misconducts were deemed wrongful
behavior.On {A} case, her employer reported to the SEC that {A} failed to meet minimum educational requirements for her job. The SEC ' s further probe showed that she also failed to meet the SEC's requirements
Failed to Maintain Financial Condition 02/12/2015 16/12/2015 6. Report/Form (Notification of Securities and Exchange Commission) 28/06/2010 7. Circular 10/2555 10/07/2012 8. Circular 10/2553
Order No. 2/2021 Dated 21/12/2021 Bitkub Online Company Limited Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, failed to comply with the rules, conditions and methods of trading
and maintained digital assets of http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2024 Dated 30/01/2024 Orbix failed to keep customers' digital assets in accordance with
digital assets of http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2024 Dated 30/01/2024 Orbix failed to keep customers' digital assets in accordance with the notification of
Binance failed to submit a response within the specified time. The aforementioned activities of Binance is liable to operating digital asset business in the category of digital asset exchange https
), which has become https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7037 SEC files a criminal complaint against Binance for operating digital asset business without license response but Binance failed
business without license response but Binance failed to submit a response within the specified time. The aforementioned activities of Binance is liable to operating digital asset business in the category of