: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency (No. 2) dated 24 September 2014. Clause 3 In this Notification: “capital market product
Bondholders Issued by Financial Institutions (No. 4) dated 7 November 2014. Clause 3 In this Notification: The terms "executive", "high net worth investor", and "structured note" shall have the same definitions
Exchange Commission No. Kor Thor. 4/2561 Re: Maintenance of Capital of Investment Advisors and Derivatives Advisors ________________________ By virtue of Section 14 of the Securities and Exchange Act B.E
qualifications of mutual fund supervisors means the Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 14/2544 Re: Qualifications of Mutual Fund Supervisors. 5 Clause 10 In the
following regulations: Clause 1 This Notification shall come into force as from 1 April 2014 unless: (1) Clause 42(8) relating to comparative results of mutual fund management’s performance shall come into
total units sold, a trustee shall not conduct or allow to execute the transaction arising conflict of interest with REIT. Clause 4 This Notification shall come into force as from 1 September 2014
. Division 3 Certification of Information _______________________ Clause 14 The certification of information shall be attached to the end of the prospectus and shall contain a statement that the management
Derivatives Intermediaries (No. 2) dated 3 June 2014 , the SEC Office hereby issues the following regulations: Clause 1 The provision in this Notification is prescribed in details of appointing an independent