strengthen supervision of listed companies, as proposed by the SET. The SEC also gives emphasis to effective enforcement, ensuring that wrongdoers in all cases, without exception, are subject to legal
shall not be lower than those specified by the CSC. In all cases, the civil penalties and the compensations for the benefits received or should have been received from committing the offenses shall be
Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC in (1) and (2). In all cases, the civil penalties and the compensations for the
the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than those specified by the CSC. In all cases, the civil monetary penalties and the compensations for the
impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons and the opinions of the bondholders’ representative. The bondholders
, EA329A, and EA331A). The SEC requires that the bondholders’ representatives analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and
.? _________________________ *The Notifications of the Capital Market Supervisory Board regarding Rules on Capital Market Personnel relevant to these cases are: (a) Panita violated Clause 20(1) and Clause 20(2) of the
it has already been disseminated via SET electronic system; (3) The following cases will be exempted from filing of every five percent report:- Borrower and lender in securities borrowing and lending
account that her employer has already imposed a three-month suspension on {C}, the SEC considered that she has already served the SEC suspension term.On {D} and {E} cases, the SEC found that they both
lawsuit in the Civil Court to seek the maximum applicable civil sanctions, which shall not be lower than that specified by the CSC. In all cases, the civil penalties and the compensations for the