crucial step to collect public comments on all fronts for further consideration to ensure that the final amendments would be appropriate and conducive to market advancement and sustainability,? Mr. Rapee
enables employees to choose their own investment policies. To ensure the objective of provident fund for retirement savings, the SEC is revising employee?s choice regulations to provide the funds and its
Secretary-General, said ?With the current economic and social conditions and the outlook, in particular aging society, everyone needs to understand and realize importance of saving and investment to ensure
ensure proper discretion;(2) Human resources (HR): Deficiencies were persisted in some audit firms concerning inappropriate human resources allocation and inappropriate performance evaluation criteria
take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
scores need to press on improvement of their quality to ensure fair treatment to shareholders and thus enhance investor confidence as well as promote sustainable growth of the industry in the long run.??
further ensure that management of investment money would be for the best interest of investors by introducing an oversight mechanism, either for independent body or person, to undertake the supervisory role
solicitor to ensure proper legal protection, regardless of how tempting the offer seems. List of licensees is available at the SEC?s website (www.sec.or.th) while list of those not licensed by the SEC can be
with the SET?s and TFEX?s executives to review the incident in details and estimate the impact and seek the solution to ensure no repetition of such incident in the future. Moreover, the issue of
offering of ASEAN CIS. The common standards are designed to ensure that the fund managers who tap on the Framework have the necessary expertise and experience, and schemes offered under the Framework are