ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 31/01/2013 - 12/02/2013
ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 20/07/2009 - 28/07/2009
Exchange Commission No. KorNor. 69/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission No. KorNor. 69
amended regulations on custody of assets, with key essences as follows: (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for
Holding, causing damage to both companies. Additionally, Mr. Somchai, authorized to sign for money withdrawal on behalf of the company, misappropriated B30 million which had disappeared from SECC Holding’s
concerning money withdrawal to mislead others. The aforesaid acts were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. SEC Act S.315 Criminal
to the Fund. Furthermore, the company aided and abetted Mr. Maris Tarab and Mr. Burim Chombhubol in falsifying documents and evidence concerning money withdrawal to mislead others. The aforesaid acts
improvements of certain areas in T.U. Dome Fund assets, which was, however, incorrect and caused damage to the Fund. Furthermore, they falsified documents and evidence concerning money withdrawal to mislead