e-service Online Submission Derivatives Agent >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   9/2549    01/03/2006

e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35/2548    13/09

e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   9/2549    01/03/2006

e-service Online Submission See canceled document Investment Advisory >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Derivatives Advisors >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act

e-service Online Submission See canceled document Limited BDU >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act

e-service Online Submission See canceled document Securities Underwriter Business >> Securities Dealing (Section 114)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Securities Underwriter Business >> Securities Underwriting (Section 116)   Type Title Section See Document Status Notified Date Effective Date 1. Act

>> Advertising   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   117 12/03/1992 16/05/1992 2. Act   Securities and Exchange Act 2535   98 12/03/1992

>> Advertising   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   98 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board