Commission, Thailand (SEC) on 20 January 2021, the cross-border offerings of funds between Hong Kong and Thailand shall become effective upon the SEC’s completion of the amendments to the relevant regulations
of funds between Hong Kong and Thailand shall become effective upon the SEC’s completion of the amendments to the relevant regulations. In this regard, the SEC has issued two Notifications of the
offering value of over 6.7 billion baht. The collaboration of all relevant parties has contributed to the successful completion of the first phase of DIF Web Portal development, enabling pilot offering
and shareholders under the current circumstances, but with an observation on:- Taking into consideration shareholding structure of AM after the completion of all transactions, AM will be a 40 percent
advised to exercise discretion in making mutual fund purchases and should request purchase evidence at the point of sale, which must be generated by proper system to ensure completion of their purchase
, after the completion of 2013 assessment, 9 listed companies have currently been certified by the CAC; making a total of 28 listed companies as CAC?s certified members. We are very pleased with the
transaction as Type 4 transaction or backdoor listing pursuant to the Notification of the Capital Market Supervision Board No. Tor Jor. 20/2551 Re: Rules for Significant Transactions Constituting an Acquisition
to the Notification of the Capital Market Supervision Board No. Tor Jor. 20/2551 Re: Rules for Significant Transactions Constituting an Acquisition or Disposal of Assets and the Notification of the SET
juristic person or business in which the person has power of management or the operators under his supervision from any act or omission of act which violates or is in contrary to the law governing securities
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business