and a certain group of people. Shine was the master mind and /or beneficiary while Kittichai as aider or abettor in sending trading orders of securities in GEN?s account causing damage to the

continued injection policy and the unresolved fiscal problems of certain European countries are seen as the key drivers of continuous capital inflows into emerging markets including Thailand. However

referral from the Stock Exchange of Thailand (SET), irregularities were detected in relation to the trading activities of such shares by a certain group of persons. An SEC subsequent investigation revealed

(SEA).  The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net

-General said that under the primary listing regulations, the supervision on foreign companies? public offerings of shares in Thailand will be in line with those applicable to Thai companies while certain

such indebtedness amount could not be recorded as liabilities in the financial statement in line with the applicable accounting standards.  It was also found that there was evidence that certain

No. WHAUP-CS014-2562 1 8 August 2019 Re Share Acquisition in Duong River Surface Water Plant JSC in Vietnam Dear President The Stock Exchange of Thailand WHA Utilities and Power Public Company

Page 1 No. CMC Sor Lor.013/2019 Date 12 November 2019 Re: Management Discussion & Analysis for the Period Ended 30 September 2019 To The President of the Stock Exchange of Thailand (SET

trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain

and Section 89/29 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) which contain certain provisions in relation to the