year 2022 (3) the reviewed financial statements for Q1/2023 (4) the reviewed financial statements for Q2/2023 This case is in the process of inquiry by the inquiry official SEC Act S.56(2)(3)(4

subject to the Share Purchase Conditions, are also subject to that any of S-TREK’s audited financial statements for 12- month period ending on 31 December 2019 to ending on 31 December 2021 must have a net

order to execute enforcement and may also file a criminal complaint with the inquiry official for further criminal proceedings in case of refusal to pay a civil penalty.   In any case, more severe

company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of

investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he

of FOCUS shares by using trading accounts of his clients to execute trading orders and manipulate the price of FOCUS shares and subsequently helped with the transferring of money gained from such

the second portion of the Sale Shares, in addition to being subject to the Share Purchase Conditions, are also subject to that any of S-TREK’s audited financial statements for 12-month period ending on

Financial Statement (Full version) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 18:58 Financial Statement (Full version) Finanacial Statements ( 0 record(s) found) Year

Financial Statement (Full version) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:03 Financial Statement (Full version) Finanacial Statements ( 0 record(s) found) Year

Financial Statement (Full version) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:23 Financial Statement (Full version) Finanacial Statements ( 0 record(s) found) Year