continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows: - 12 December
and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/08/2025 referred the case to a state
continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/08/2025 referred the case to a state attorney for filing a
Fund Any other type, please specify __________________________________________ 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
) Page 3 of 8 Form 35 – NRI CIS 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
exceeding the maximum fines rate as specified by law for each act. Division 3 Imposition of Administrative Sanction Clause 15. An order imposing administrative sanction shall be in writing and shall state