investment grade* from an international credit rating agency established under foreign law (international CRA), (ii) appoint a bondholder representative, and (iii) register the baht bonds with the Thai Bond
official authority’s freezing payments from of such sale, as well as debts from having clients’ asset custody or acting as a representative of such asset custody for a business operator who engages in
having client’s asset custody or acting as a representative of such asset custody for a business operator who engages in other business activities and distinctly segregates its assets from those in its
Industry Consultative Panels, and gathered comments on and recommendations for the Roadmap. A representative from the United Nations Development Programme (UNDP) also shared insights on the Guiding
placed as collateral in favour of Mahachai Group, and a representative from the Mahachai Group must be appointed to jointly approve with GSTEL in the procurement, sale, and payment processes, and this
company. {E} also misled investors into believing that she was a representative or marketing officer for such foreign company. Using clients accounts to trade securities for other persons or sending trading
รับผิดชอบในการซื้อขายหน่วยของโครงการจัดการลงทุนต่างประเทศดังกล่าวในประเทศไทย (4) มีตัวแทน (local representative) ซึ่งเป็นบริษัทหลักทรัพย์ที่ได้รับใบอนุญาตให้
that effective actions are taken in a timely manner to cope with a highly volatile market. KBank has also placed importance on efficient risk management under the supervision of the Risk Oversight
comply with the requirements accordingly. Sincerely -signature- (Mr. Vorapol Socatiyanurak) Secretary-General Intermediaries Supervision and Development Department Telephone: 0-2263-6255 Fax: 0-2263-6446