having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective date of this notification, shall continue to engage
from service provider. Clause 11. Securities company having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective
any person holding the position of branch manager or other equivalent position called otherwise prior to the date on which this Notification comes into force. Clause 8. This Notification shall come into
provision in Clause 3(1)(b) shall not apply to any person holding the position of branch manager or other equivalent position called otherwise prior to the date on which this Notification comes into force
institution that already operates under the supervision of other regulatory authorities prior to obtaining a derivatives business license. (b) Change of position of the person who has already been approved by
amount of money required to be segregated each day shall not be less than the total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from
total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from cash accounts and margin accounts of all clients after deducting money
land owned by Mo Chit Land from mortgage with the financial institute prior to the Sale Shares transfer. Percentage of Shareholding by the Company After Share Disposal : None The Board of Directors had