information set to the new service provider through an interconnected system on the condition that investors personally check whether or not the received information is accurate and up-to-date. In such case

result, the price and trading volume of PICO’s shares were not in a normal market condition, and investors in general were misled to understand that a large number of investors were interested in buying

agreed to or colluded with five other persons to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing that YCI shares were traded

RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing inconsistency with normal market condition. In the

 Bangkok, July 8, 2014 ? The SEC will issue regulations on offering of municipal bonds issued by public sector organizations. The regulations will be based on the similar principle as those governing

value to deceive any persons about financial condition and performance of the companies.  The said persons were (1) {A}, GSTEL director and executive & GJS director, (2) {B}, GSTEL executive, (3) {C

The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee

shareholders? extraordinary meeting on October 30, 2015. SUPER is seeking the shareholders? resolution to allow Super Solar Energy Co., Ltd., a 100 percent owned subsidiary through indirect shareholding, to

varieties of assets according to suitable risk profile. For example, funds offered to retail investors are now allowed, on the condition that pre-specified ratios apply, to invest in non-listed infrastructure

addition, Budget Management and Design Co., Ltd., Montian Pongkiatkong and Chai Pongthanawaranont (or Kittiwut Athawatanat) were also convicted as aiders or abettors.  On October 4, 2005, the SEC filed a