Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification of Capital Market Supervisory Board TorLorThor. 8/2557
117 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification
2535 103 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 104 12/03/1992 16/05/1992 3. Notification of Capital Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in
characteristics of personnel in the capital market business of the 3rd category under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel
, regardless of the client's permission. In this regard, the aforesaid {B}'s actions are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval
=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field https://secsearch.sec.or.th/?search=electronic%20possession Notification of Capital Market Supervisory Board
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board 23/2556
e-service Online Submission Securities Brokerage Business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board 49/2552 03
had not been sufficient. This caused the client about 3,000,000 Baht in damage. In this regard, the aforesaid actions are in violation of Clause 20(1) and (2) of the Notification of Capital Market