Bangkok, May 21, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 9,670,432.91 baht on {A} and {B} for using inside information to sell {X1} Company shares.With the
investors? awareness in helping monitor our capital market and facilitate legal actions against any persons taking advantages of others. Key criteria of the regulations include methods for giving information
trading account to buy 9,000,000 ESTAR shares based on inside information he learnt as the CEO. Such information was about the company?s Q4/2013 performance with significant increase in revenue and profit
media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent
Bangkok, April 20, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Charin Hansuebsai for using insider information to sell shares of Pacific Pipe Public Company Limited
trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a
analysis on industry outlook to serve as information for making investment decision.As for the personnel, TIA was encouraged to upgrade right protection volunteers in the areas of analyzing financial
. Pranay Kothari, an Executive Director and representative of juristic person of PCL, and Mr. Manish Gupta, Chief Financial Officer of PCL, know the information on PTL’s performance in the consolidated and
(Asia) Pte. Ltd. (“PAPL”) and Polyplex (Thailand) Public Company Limited (“PTL”), and Mr. Manish Gupta, Chief Financial Officer of PCL, know the information on PTL’s performance in the consolidated and
(Thailand) Public Company Limited (“PTL”), and Mr. Pranay Kothari, an Executive Director and representative of juristic person of PCL, know the information on PTL’s performance in the consolidated and