Executives of securities companies and personnel in securities business Registered Person in Derivative Business Broker, Dealer, Underwriter and other securities businesses Related Organizations Digital Assets
on policy making, management or operation of the business; and (d) Any person who, by circumstances, operates the business or has responsibilities in the operation of the business as executives
warehouses. Therefore, after NDR has consolidated financial statement with immediately increase. In addition, NDR has the potential to expand the Malaysian market share and retain the existing customers
1 At JSP 067/2561 (OOP) 14 June, 2018 Subject Notifications of the connected transaction-borrowing from connected person, Appointment of Director replace the directors that were resign before the end
shall be a statement requiring the securities company be responsible for such assets in full amount. Clause 8 A securities company shall not appoint any person as its agent to undertake custody of clients
agreement on custody of clients’ assets, which indicates the rights, duties and responsibilities of both parties. In any case, such contract or agreement shall not have any statement denying or limiting the
ordinary shares to any person or subscriber if such offer for sale or allocation will, or may result in: (a) a violation of any laws, rules or regulations of the Kingdom of Thailand or of any other countries