Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved capital market investment consultant for six months. Taking into account that he had

-application for approval as capital market personnel for 4 years. Taking into account that {A} had already been suspended from her duty as securities investment consultant by her employer for 3 months; the

behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved

*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the approved securities investment consultant for a year and 2 months. Having considered that {A} had already been suspended by

Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri

: *ปัจจุบันผู้ประกอบธุรกิจต้องประกอบธุรกิจอย่างซื่อสัตย์ ใช้ความรู้ความสามารถ ความชำนาญ ด้วยความเอาใจใส่และระมัดระวังตามมาตรฐานหรือเยี่ยงผู้ประกอบวิชาชีพ (fiduciary duty) การคำนึงถึงผลประโยชน์ของผู้ลงทุนเป็น

the Securities and Exchange Act. In addition, He failed to order or act his duty resulting in Solaris Asset Management Co., Ltd. violation of section 117 of the Securities and Exchange Act. Solaris

Polaris Capital Public Company Limited When Polaris Capital Public Company Limited ("POLAR"), which was authorized by Mr. Yanakorn Warakunrak and Mr. Poonsak Chumchuay, had the duty to

at the rate of 12 percent per annum, totaling THB 147,582,246.62; 2. stamp duty payable in relation to the loan, which the borrower agreed to pay on behalf of the lender, totaling THB 10,000; 3

dance with suc any person, au he power to elopment, the complete the ers No. 2/2019 registered cap ing ordinary s per share ap ance with such etermination to Increase hares to the he Board of sidered and