suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order

price concerning the operating results for the second quarter of 2014 contained a loss due to the cancellation of a TIES construction project. Mr.Assavin used such non-public information material to gain

to TIES share price concerning the operating results for the second quarter of 2014 contained a loss due to the cancellation of a TIES construction project. Mr.Assavin used such non-public information

an SECC Holding’s director and executive with responsibility and due care by attending the Board of Directors’ meeting in which the fictitious loans worth Baht 245 million agenda was approved and

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

and Customer Due Diligence system (“KYC/CDD”). His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between April 25, 2024 and

for the crowdfunding debentures, which were due on February 8, 2024, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction

for the crowdfunding debentures, which were due on December 4, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. SEC Act S.300 in conjunction

agreement for the crowdfunding debentures, which were due on December 8, 2023, to the SEC Office later than the period specified by the SEC Office Notification, on two occasions. SEC Act S.300 in