knowledge on financial, investment, and deposit protection, as well as to raise caution of investment scams. The topics covered deposit protection, the “Three Knows” (Know Oneself, Know Others, Know Own Risks

training also covered fundamental knowledge about carbon credit standards, strategies for reducing greenhouse gas emissions through various mechanisms, guidance on selecting appropriate carbon credit

Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered

will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found.   The issuers covered under the proposed revision are non-listed

roles, mandates, and service delivery approaches, alongside the application of digital technology and innovation to improve operational efficiency. The content covered fundamental concepts of the

improvements to support Transition Bonds and Thailand Amber Bonds. It also covered enhancements to sustainability-themed bonds disclosure requirements, for which the SEC is currently seeking public comments

market to become the GMS Connector as follows: (1)  Supporting fundraising of foreign companies, especially GMS countries to list their shares on the Stock Exchange of Thailand by enacting primary listing

Thai capital market to become the GMS Connector as follows: (1)  Supporting fundraising of foreign companies, especially GMS countries to list their shares on the Stock Exchange of Thailand by enacting

-1- AIT (VP-SEC) 033E/2020 November 10, 2020 Subject: Management's Discussion and Analysis of Operating Results for Q3–2020 To: The President of The Stock Exchange of Thailand Summary of Operations

-1- AIT (VP-SEC) 026E/2020 August 10, 2020 Subject: Management's Discussion and Analysis of Operating Results for Q2-2020 To: The President of The Stock Exchange of Thailand Summary of Operations Q2