misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by

. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or

the transfer of such securities to the account; but found out that such securities were all transferred and sold by such client. {A} then asked other two friends, who were clients of other securities

Couple (Mrs Nalinee Chirathivat) Common Share 20/07/2021 10,000 49.25 Purchase Link CENTRAL PATTANA PUBLIC COMPANY LIMITED (CPN) Mr. KOBCHAI CHIRATHIVAT Reporter Common Share 10/08/2021 20,000 47.25

PUBLIC COMPANY LIMITED (UMI) Mr. VORAVAT TANTRANONT Spouse / Cohabiting Couple (Mrs. NIPANAN TANTRANONT) Common Share 29/09/2020 11,420,000 0.59 Purchase Link THE UNION MOSAIC INDUSTRY PUBLIC COMPANY

PUBLIC COMPANY LIMITED (SABUY) Mr. CHAKKRIT PARAPUNTAKUL Spouse / Cohabiting Couple (Mrs. Penchom Parapuntakul) Common Share 30/08/2021 90,000 10.40 Purchase Link SABUY TECHNOLOGY PUBLIC COMPANY LIMITED

LIMITED (HENG) Miss THAPANATTSAMON PAISANTEERAKORN Spouse / Cohabiting Couple (Mr. THUN TANANONE) Common Share 19/10/2021 4,000 3.20 Purchase Link HENG LEASING AND CAPITAL PUBLIC COMPANY LIMITED (HENG) Miss

Assets and Connected Transaction for the Entire Business Transfer and Allocation of Securities to the Specific Investor (Private Placement) To The President The Stock Exchange of Thailand Attachment 1

998.59 million Baht, an increase of 756.50 million Baht or 312.49% from the same period last year. The main factor of the increase revenue came from the transfer of real estate which increased by 755.08

COMPANY LIMITED (JR) Mr. BANDAN PONGSASTRA Spouse / Cohabiting Couple (Miss. Jamjuree Phantumvanit) Common Share 26/01/2021 10,000 8.70 Purchase Link J.R.W. UTILITY PUBLIC COMPANY LIMITED (JR) Mr. BANDAN