capital in accordance with the Notification concerning Maintenance of Capital , the intermediary shall not: (1) provide services to new clients; (2) extend the period for provision of services to its
Maintenance of Capital, the intermediary shall not: (1) provide services to new clients; (2) extend the period for provision of services to its existing clients; (3) take any other action in the manner that
under the Innovation Development Program to Support Provision of Capital Market Services [regulatory sandbox]. “fee” means a fee for undertaking business according to license; “Exchange” means the Stock
clearly through any media or object and ensure that they are at least as prominent as the majority information in such advertisement. For example, the texts must be clear, legible or audible. The provision
majority information in such advertisement. For example, the texts must be clear, legible or audible. The provision under the first paragraph shall apply mutatis mutandis to the footnote of the advertisement
clear, legible or audible. The provision under the first paragraph shall apply mutatis mutandis to the footnote of the advertisement. Clause 13. The securities company shall not delegate the function of
tools and ensure that they are at least as prominent as the majority information in such advertisement. For example, the texts must be clear, legible or audible. The provision under the first paragraph
the process of liquidation as deemed appropriate. The liquidator shall also submit to the Office a monthly report on the progress of liquidation until the liquidation is completed. The provision under