company licensed to undertake securities business in the category of securities brokerage or person who licensed or registered to undertake the securities business in the category of derivatives broker
เอกสารคูม่ือการใช้งานระบบ (User manual) ระบบให้ความเห็นชอบ (Online Registration and Approval System – ORAP version 2.0) คู่มือการลงทะเบียนเข้าใช้งานระบบ ORAP (กรณบีริษัท) 1. ระบบ ORAP 2. Log in เข้า
October 2024 at 14.00 hours. The e-meeting contains an agenda for consideration (the previous Agenda Items 2 – 4) as follows: Agenda Item 1: A waiver of approval for an extension of the maturity
, respectively. The e-meeting’s agenda contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of an extension of the maturity dates of SNW231A, SNW233A and
Following the SEC’s review of the definition of major shareholders of business operators requiring approval, the revised criteria are intended to ensure that the approval process also covers ultimate
under either Automatic Order Matching (AOM) method or Trade Report method, through securities companies to be appointed by the Company to be a broker of NINE’s shares, one time or several times within
Exchange Commission No. KorThor. 65/2547 Re: Rules for Derivatives Business Operation for a Licensed Derivatives Broker dated 22 December 2004 require derivatives broker to prepare a risk disclosure
. KorThor. 65/2547 Re: Rules for Derivatives Business Operation for a Licensed Derivatives Broker dated 22 December 2004 require derivatives broker to prepare a risk disclosure statement for futures trading
Securities Dealing which are not Debt Instruments (No. 9) dated 2 May 2006. (Unofficial Translation) Page 4 of 12 9 In case the independent director deceases, resigns or SEC has annulled the approval, or