and eligible to vote, without counting the votes cast by the interested shareholders; (3) To appoint an independent financial advisor to provide opinions on the Granting of Loan Transaction, including
ลงทนุในสัญญาซื้อขายลวงหนา (“ผูจัดการ DF”) (3) ผูสงคําสั่งซื้อขายเพื่อกองทนุ (4) นักวางแผนการลงทุน (“wealth advisor”) เหตุผล เพื่อใหสํานักงานสามารถกํากับดูแลบุคคลที่มีความเสี่ยงในการปฏิบัติหนาที
an approval of the offer for sale of newly issued sukuk and filing of relevant evidentiary documentation or any report under Chapter 1; (2) qualifications of Shariah advisor under Chapter 2; (3
sale of equity instruments: Directors and executives of the applicant and the directors and executives of the financial advisor; Responsible directors of the experts and the experts, for example
independent financial advisor and the Board of Directors of the Company resolved to approve the authorization of the Executive Committee of the Company to consider nominating the independent financial advisors
votes of shareholders attending the meeting and having the right to vote; and 3) appoint an independent financial advisor to provide opinion on the Entire Business Transfer Transaction and submit such
PowerPoint Presentation เอกสารรับฟังความคิดเห็น เลขที่ อนพ. 56/2559 เรื่อง การสนับสนุนให้เกิดผู้ให้ค าแนะน าการลงทุนทีเ่ปน็อิสระ (independent investment advisor/ LBDU) ส านักงานคณะกรรมการก ากับหลัก
, namely hire purchase, financial institutions, real estate, petroleum and petrochemical industries, entertainment and services. As a financial advisor for a customer in the electricity generation industry
complete qualifcations as specified, the Office shall propose the case for the Securities and Exchange Commision to consider granting the license, in which case the Securities and Exchange Commission shall
issuer. Clause 5/1 In the case where the Office has considered that the applicant for a license under Clause 3 has the accurate and complete qualifcations as specified, the Office shall propose the case