prices of Mida Leasing Plc. (ML) in 2008 and 2010 and Max Metal Corporation Plc. (MAX) in 2010. Upon a referral from the Stock Exchange of Thailand with regard to irregular trading condition of ML shares

Section 243 (1) in conjunction with Section 244 and Section 243 (2) of the SEA and Section 83 of the Penal Code. Lalana, however, failed to pay the fine as ordered by the Settlement Committee. Therefore

Yongphithakwatana, TUCC Director and General Administration Department Director, and (4) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, dishonestly violated their duties, obtained

Yongphithakwatana, TUCC Director and General Administration Department Director, and (4) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, dishonestly violated their duties, obtained

Rungcharoenchai, Ex-TUCC Director, Deputy CEO, and CFO, and (4) Miss Nitaya Yongphithakwatana, TUCC Director and General Administration Department Director, dishonestly violated their duties, obtained unlawful

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TikTok account “sawakami_stock_thailand” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 30/08/2024)

TikTok account “stock_marketsawakami” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 02/10/2024)

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TikTok account “sawakamith_stock” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 10/10/2024)