and public sector organizations. In 2024, the SEC received four DG Awards, as follows: (1) Digital Government Award – Department-Level Agencies Category, 2nd Place, in recognition of
Currently, sustainable investing has gained continuous interest from global investors. Both the SEC and the Securities and Futures Commission, Hong Kong (SFC) place importance on promoting the
support legal enforcement under the SEA after the criminal complaint has been filed. Since the financial transactions in this case took place overseas, the SEC has collaborated with and received
up a booth showcasing the SEC Digital Strategic Plans and key projects aimed at driving trust and confidence in the Thai capital market. The opening ceremony took place on 29 May 2024, in Bangkok
2022) and considered that related applicable rules for proper and consistent practices of DA operators should be put in place. A public hearing on the proposed draft regulation was held during 4 July-3
already been put in place to handle situations that may affect business operation and to reaffirm readiness of the stock exchange, the debt market and the derivatives market, including the clearing and
conditions must be put in place. “This regulatory amendment will open up opportunities for interested entities to set up and manage a high yield bond more flexibly within a permissible scope. Once
continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as
the sufficiency and appropriateness of these mechanisms are assessed annually must be put in place. SEC has published a hearing document on the above matter on SEC website, available at
investment in shares of limited companies, these can be offered for sale to more than 50 investors only if the offeror must put in place the following mechanism for protection of shareholder’s rights: (a