notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset trading, causing the coin prices displayed in the order book was inaccurately

Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and

; digital assets in accordance with the notification of the SEC for 8 days. In this regard, TDX did not deposit customers' digital assets with digital asset depository service providers and keep the

notification of the SEC for 6 days. In this regard, Bitazza did not deposit customers' digital assets with digital asset depository service providers and keep the assets in its cold wallets, digital wallets

within the period specified in the notification of the Securities and Exchange Commission which is within February 29, 2024. However, Coins Th submitted an annual compliance report for the year 2023 to the

Dragon Energy Technology and Organizer Company Limited Dragon Energy Technology and Organizer Company Limited reported an incident in which the Company breached the debt repayment agreement for the

Destination Resorts Company Limited Destination Resorts Company Limited (“DR”) had duty to prepare and submit the financial statement for the six-month periods ended 30 June 202 3 within 2 October

Apex Development Public Company Limited Apex Development Public Company Limited ("APEX"), a listed company, failed to prepare and submit the financial report for the first half of the

Coins TH Company Limited Coins TH Company Limited (''Coins TH''), a cryptocurrency broker and dealer, is obligated to submit a financial statement for the year 2024 to the SEC

Miss Keerarat Viphosupan help Mr. Yinganan to buy and sell SSPF securities by offer money transaction in buying and transfer the money which her receives from selling this securities for Mr. Yinganan