securities business pursuant to the Securities and Exchange Act of 1992. His action was in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years

for enhancing operational efficiency under the ?SEC Centerpoint? Knowledge Management Project. The project has allowed the SEC staff to learn, exchange, and apply the knowledge acquired from work

financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator

fund can invest in an infrastructure fund listed on the stock exchange not exceeding 15 percent of its net asset value (NAV); and not exceeding 25 percent of NAV for a fund offering investment units for

business operator, (iii) an audit firm where the SEC-approved auditors work, (iv) the Stock Exchange of Thailand or its subsidiary whose shares are held by the SET at least 75%, or (v) a service provider

Bangkok, February 13, 2015 ? The SEC organized the seminar ?Challenges of audit committees in reviewing financial and non-financial information? to provide a venue for discussion and exchange views

Bangkok, November 10, 2011 ? The Securities and Exchange Commission has passed a resolution at the monthly meeting No. 12/2011 allowing amendment to the regulations governing local and foreign credit

เชนจ์ (Asia-Pacific Research Exchange: ARX) โดยสมาคม ซีเอฟเอ ไทยแลนด์ จัดโครงการ ?SEC Working Papers Forum 2017? เพื่อเปิดโอกาสให้นักวิชาการ นักวิจัย นักศึกษา และผู้สนใจทั่วไป เข้าร่วมนำเสนอผลงานวิจัย

cases where service providers exchange digital assets in a manner that constitutes operating a business under Section 3 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) without a

alert for impersonations of official agencies and organizations such as the SEC itself and listed companies on the Stock Exchange, or solicitations to invest through allegedly over-the-counter trading