: * Black Case No. 1330/2563 and Red Case No. 13462/2563 ** SEC requested the Civil Court to issue a writ of execution to seize or freeze Surin’s assets for debt repayment in accordance with the Civil
and innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets, SEC must closely monitor and supervise digital asset
who has at least 50 million baht in total assets or 4 million baht in annual income or 10 million baht investment in securities , the amount of which can be combined with spouse?s) , or (ii) a juristic
?s offering of its newly issued ordinary shares to AM, an enter into the Business Assistant Agreement between the company and AM, and GJS share acquisition. As the aforesaid transactions are deemed the
Bangkok, July 20, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala after the Capital Market Supervisory Board?s Meeting revealed that the CMSB resolved to revise rules on report of
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients
) Rebuilding the Future of Finance: Digital Assets & Proof-of-Responsibility: เป็นการแลกเปลี่ยนมุมมองเกี่ยวกับสาเหตุของวิกฤตสินทรัพย์ดิจิทัล พร้อมแนะแนวทางการป้องกันประเด็นหลักในการเสวนาอยู่ที่แนวทางในการกำกับ
working-age population?s self-discipline in saving and making monthly investment in the participated mutual funds at a minimum 1,000 baht a month to reach their medium and long-term goals for retirement. At
allows to take care of his/ her securities trading account. The investment consultants must perform with their securities companies? rules strictly and do not meddle with the client?s assets and trading
company?s rules. From an inspection report of Krungsri Securities, the SEC further probed into the case and found that {A}, {B} and {C} made securities trading decisions on the clients? behalf. The recorded