Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the months of January - February 2018 Woraphant, by virtue of his

2019, SEC found that non-investment grade bonds and unrated bonds take up 6 percent of all private bonds. The overall number of bond issuers had decreased in comparison to 2018, more than half of the

capital market, it was found that over 76,000 accounts had started investing in stock with over 100,000 fund accounts, which is the most a province in the Northern region has. Moreover, in the last 5

instruments of which the credit was not rated and found defects in consideration of important information or factors with respect to the issuer, and this affected its capability to repay the principal and

Nam. The ACMF is currently chaired by the State Securities Commission of Vietnam.More information on the ACMF and its initiatives can be found at the ACMF website at www.theacmf.org.For media queries

SEC investigated further and found that Mr. Konoshita ordered Group Lease Holding Co., Ltd. (GLH), a subsidiary of GL based in Singapore, to issue loans to several foreign companies.Evidence showed that

investigation, Sakkarin was found to have acted in the following manners:   (1)  Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio

bought. This reflects that the equity funds might have the return-chasing behavior, and potentially suppressing returns for individual investors. More information can be found here http://bit.ly

can be found at the ACMF website at www.theacmf.org.For media queries, please contact: Securities and Exchange Commission, Thailand1.  Ms. Julawadee WorasakyothinDirector of Strategy and International