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Collaboration for Combating Investment Scams Project, initiated by the Stock Exchange of Thailand (SET). The project aims to facilitate multilateral cooperation to fight against fraudulent activities through

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10247

SEC files criminal complaints against 25 former IEC executives and associates for fraudulent acts and exploitation of the company?s interest

executive of any listed company on the Stock Exchange and are banned from holding such positions while the complaint procedure is underway. In any case, filing a criminal complaint commences the criminal

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6920

SEC imposes civil sanction on three former assistant auditors for insider trading

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7469

ก.ล.ต. ร่วมมือกับ มอ. จัด “SEC Capital Market Regional Seminar 2021” เพื่อสนับสนุนงานวิจัยด้านตลาดทุนในระดับภูมิภาค

Transformation Information Disclosure on Firm Value: Empirical Evidence from Listed Firms on The Stock Exchange of Thailand” นำเสนอโดยอาจารย์สมพงค์ พรมสะอาด มหาวิทยาลัยทักษิณ และได้รับเกียรติจาก ดร.วิศิษฐ์ องค์

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9040

Thailand rises to third place in CG Watch 2012

: Equal score to last year?s assessment due, in part, to little progress on regulatory reform over the past two years. In addition, the SEC and the Stock Exchange of Thailand (SET) were advised to enhance

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4720

SEC launches new CG Code, a milestone toward capital market sustainability

organizations, i.e., the Stock Exchange of Thailand (SET), the Federation of Accounting Professions under the Royal Patronage, the Thai Institute of Directors, the Thai Listed Companies Association, the MAI

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7079

SEC files a complaint against former TRITN executives and their associates for dishonest acts and missappropriation of company assets

has caused the aforesaid persons to be liable to have untrustworthy characteristics as director or executive, and prohibited characteristics of director or executive of listed company on the Stock

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6675

SEC supports institutional investors? proxy voting guidelines

Jotikasthira, President of the Stock Exchange of Thailand (SET) said that ?The SET is delighted to support institutional investors? announcement of proxy voting guidelines at shareholders? meetings. Emphasizing

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5335

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obligation: 27 October 2020 2.1 (√ ) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai Securities company Foreign Securities company Big lot (please specify

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HouseStyle

obligation: 30 October 2020 2.1 (✔) Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai Securities company Foreign Securities company Big lot (please specify

https://web-r246-api.sec.or.th/api/forms/pdf/publish/5f9bf18c736c673100bc2843