process for SMEs and startups easier and quicker.In addition, since June 2019 SEC has been trying to find more ways to help SMEs and startups access funds in the capital market. SEC has collaborated with
baht, compared with the loss of 107.44 million baht in the preceding quarter, while the consolidated financial statements showed the total earnings of 464.39 million baht, the highest record since 2013
Bangkok, 3 August 2023 – SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating
increase of trading credit lines of several clients who submitted incomplete financial documents, or whose financial condition was materially inconsistent with their financial transactions, or whose
pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This follows the SEC?s criminal complaint filed with the Department of Special Investigation (DSI) on May 27, 2010
?There was general agreement that the AQIs could be a useful tool for audit committees to start a meaningful conversion with audit firms on the quality of their audits. In Singapore?s context, ACRA has
submitted as a single order causing the price and trading volume of UNIQ shares to be inconsistent with normal market conditions. The UNIQ closing price increased over 3.8 times and average daily trading
Bangkok, December 22, 2014 ? The SEC and Bank of Thailand together with 24 nations agree to further strengthening collaboration in financial education to promote financial inclusion and literacy
collateral placement for a client's KTB securities trading account. Panadda was responsible for the said trading account and she also had a personal relationship with the client who was the account owner. She