, 2013.With a referral on the {A} case from the Stock Exchange of Thailand, the SEC probed into the case and found that {A}, then Senior Vice President Retail Sales 1 of Siam City Securities Co., Ltd., had
conjunction with Section 244 of the Securities and Exchange Act of 1992 (SEA) as follows:? Sagha Sakulekpaisan or ?Here-Tee? (former name: Chakchai or Thana Sae Jiem) was convicted on three counts with one-year
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
Exchange Act B.E. 2535 (SEA) and the Derivatives Act B.E. 2546 (DA). Under Section 289 of the SEA, the said violation was subject to an imprisonment from 2-5 years or a fine from 200,000-500,000 baht or both
Bangkok, February 28, 2012 ? The SEC has revised issuance rules governing bills of exchange (B/E), short-term debentures and complex structured products to promote more fund mobilization through debt
Malaysia, the Monetary Authority of Singapore and the Securities and Exchange Commission, Thailand in October 2013.This Framework allows fund managers operating in a member jurisdiction to offer CIS
Bangkok, October 1, 2013 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the Securities and Exchange
decision making. Securities and Exchange Commission (SEC), Thai Bond Market Association (ThaiBMA) and Thai Investors Associations (TIA) co-developed Bond Supermart as corporate bond information platform for