against Wichai for his fraudulent acts by misappropriating company assets and converting them to himself and other persons. He committed it by falsifying documents for securities purchasing orders to

work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF

undertaking derivatives business without license. In combating and suppressing against illegitimate businesses, the SEC also alerts investors in this matter and strongly advises them to check whether the

providing them with more information in response to development in capital market and new products. In addition, the rules on fund?s investment diversification must also be revised by taking into account risk

gave them to the clients as completed transaction evidence, or opened fake accounts in the clients' names or others', and upon fund maturity deposited money of other clients into the clients' saving

standards of conduct strictly applied in other countries. Trading securities on behalf of clients and inform them afterwards is not in accordance with ethics and professional standards and at times causes

which Thailand has comparative advantage. Providing an enabling condition that encourages growth of the said businesses will certainly help them to play the key role in adding value to products and

compensation payment to its local and international clients is underway.    Following this case, the SEC sent a circular to all securities brokerage firms urging them to heighten the systems for internal control

, Victor, was deemed as failure to properly supervise his subordinates to prevent them from any action in violation of or in contravention to law on securities and exchange or notifications promulgated under

become inevitable and it is difficult to get out of the vicious cycle of debt. Consumerism, on the other hand, could largely overshadowed consumers? self-restraint and eventually entices them to spend