Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 130 of the Securities and Exchange Act B.E. 2535 (1992
the Capital Market Supervisory Board No. TorNor. 77/2552 Re: Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual Funds By virtue of Section
, Conditions and Procedures for Providing Services as Securities Registrar By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E
Section 243(1) in conjunction with Section 244 and Section 243(2), and subject to the penalties under Section 296 of the Securities and Exchange Act (SEA). Currently, the offense is specified under Section
actions of the persons above are deemed offenses under Section 244/3(1)(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 or in conjunction with Sections 83 and
deemed a contravention of Section 242(1) in conjunction with Section 244(5), while the action of Satida was deemed a contravention of Section 315 in conjunction with Section 242(1), and the action of
trading orders of Preyatada was assisted or facilitated by Kittika and Thana. The acts of the individuals above were liable to be offenses under Section 243(1) in conjunction with Section 244(1) and
Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry ------------------------------ By virtue of the following Sections: (1) Section 16/6 and Section
Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary ______________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act
paragraph of Section 281/2, Section 289 in conjunction with Section 90 (only the case involving public fraud) or Section 306 to Section 315 of the Securities and Exchange Act B.E. 2535; (b) The offences under