an offense liable to revocation of approval as securities investment consultant. However, the approval as securities investment consultant for {A} has already expired since 31 December 2019. SEC has
transportation limitations as well. Such actions above may be liable to concealing material information or disclosing misleading information in contravention of the Securities Law. The SEC is instructing EARTH
commission of offense under Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the time of the offenses. Currently, the
.?? _______________________________Note: The misconduct of the five investment consultants were in violation of Clause 23(2) and 23(3), and liable to the prohibited characteristics of personnel in the capital market under Clause 31(1) of
, and {B}, as manager, for such contravention which is liable under Section 125 of the same Act. Any persons who suffered damage from the company's illegal operation are encouraged to contact the ECD
appropriate risk management in a timely manner; (5) assignment of roles and responsibilities of the accountable persons and the responsible persons for the management of information technology risk under Clause
244/6(3), which shall be liable under Section 296, Section 296/1 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be, in conjunction with Section 83 of the
ทรัพยากรสารสนเทศ ประกอบด้วย ทรัพย์สินสารสนเทศ (ระบบ อุปกรณ์ และ ข้อมูล) บุคลากรทางด้านเทคโนโลยีสารสนเทศ ความรู้ความสามารถทางด้าน เทคโนโลยีสารสนเทศ งบประมาณ ผู้รับผิดชอบ หมายถึง Accountable person หรือ ผู้
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor