also publicly disclosed Nongan Saetung ' s inappropriate acts. The Theera Chaowanapreechasilp case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives

trading orders only when obtaining orders from the clients. Even with the client's permission; they cannot make decisions on behalf of the client.  In this regard, {A} and {B}'s actions were in violation of

application ?Start to Invest? เครื่องมือที่ให้ข้อมูลประกอบการตัดสินใจในการลงทุน พบกันที่บูธ ก.ล.ต. พร้อมเช็คความฟิต คิดก่อนลงทุนในงาน SET in the City กรุงเทพมหานคร 2017 ระหว่างวันที่ 16-19 พฤศจิกายน 2560 เวลา

months. Owing to the fact that {A}'s approved securities investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest of suspension

initiated the ?Pride of the Provinces? Project in 2011 to create awareness and understanding about capital market among local businesses across the country?s as well as facilitate access to funding sources

phone and Line Application. However, the recorded conversation showed that she accepted to trade securities on behalf of clients.Failure to disclose specific risk  of securities and trading securities on

his dividend payment unless his securities were transferred to another person?s account. She then transferred the client?s five stocks worth 5 million baht at the time into her own account and three

requirements.  In addition, listed companies may submit the reports through the Stock Exchange of Thailand (SET)'s electronic system while the original may be filed with the SEC later. (3) Investor contacts

requirements.  In addition, listed companies may submit the reports through the Stock Exchange of Thailand (SET)?s electronic system while the original may be filed with the SEC later. (3) Investor contacts

at www.sec.or.th and via SEC Check First application, while a list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website via https