investment consultant to take the said action. This led to an incomplete client analysis and inappropriate investment inconsistent with the client's demand and acceptable risk level. The SEC has suspended {E

contractors who were affected by the floods. The Company continuously attempts to accelerate the installation afterward, however, the project still remains incomplete until now which is beyond the extended due

documents in full according to the procedures specified in the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or filled up at the

affected by the floods. The Company continuously attempts to accelerate the installation afterward, however, the project still remains incomplete until now which is beyond the extended due date already

. Bhusana and Marupong had signed in acceptance of the complete construction and approved the full payment when in fact the construction was incomplete.  Case 8: Committing a fraud by misappropriating money

the preparation of the Company’s financial statements, the incomplete information may result in material misunderstanding to the users of the Company’s financial statements. Consequently, the Company

and supplementary documents are untrue and incomplete and contain any false statement or omit any fact that should have been expressly disclosed in material respects In this regard, the company has

แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................

opinion; “collateral” means a collateral for compensation of damage to a customer arising from incorrect or incomplete performance of duties of the investment advisory company, i.e. : (a) insurance policy

such statement; (3) the statement of claim is incomplete or unclear, the claimant shall make correction or addition within thirty days from the date on which the Office notifies the claimant. In cases