company’s website until its license was revoked. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026
Settlement Committee Order No. 72/2026 Dated 03/04/2026
private placement, that is not used for the purpose specified in the notice of the shareholders’. SEC Act S.300 in conjunction with 35 Settlement Committee Meeting No. 4/2026 Settlement Committee Order
foreign currency transactions exceeding the approved limit set by the SEC office. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 5/2026 Dated 03/04/2026
/2026 Settlement Committee Order No. 6/2026 Dated 03/04/2026
Settlement Committee Order No. 7/2026 Dated 03/04/2026
benefit of customers. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 8/2026 Dated 03/04/2026
Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to
damage. Having considered the said fact, the jail term was therefore suspended for three years under Section 56 of the Penal Code. In addition, the Court revoked the freeze order against Wichai?s assets
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities