} for one month from their duties as approved capital market investment consultants effective from March 27, 2014. For {B} who had already been suspended by his employer for fifteen days, however, the

meeting results of the 3rd MCMC meeting hosted by the SEC recently in Pattaya City last month. Participated by the five Mekong countries ? Cambodia, Laos, Myanmar, Vietnam and Thailand, the meeting focused

Bangkok, January 30, 2014 - The SEC imposed a three-month suspension of approval on {A} of Maybank Kim Eng Securities (Thailand) Plc., Nakhon Ratchasima branch.This follows a report from Maybank Kim

Investment and Giving Investment Advice dated January 18, 2012. In this regard, the SEC suspended {A} for six months. Taking into account that she has already been suspended by her employer for one month and

Bangkok, March 28, 2013 - The SEC imposed a three-month suspension on {A}, a securities market investment consultant of  Trinity Securities Co. Ltd.The SEC received a report from Trinity Securities

. Taking into account that {A} had already been suspended by his employer for a month 7 days, however, the suspension imposed by the SEC shall remain 4 months 23 days, effective from December 11, 2014.Note

another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months

Miss Supanee Sukapantavorn During the month of January 2017, Mrs.Eng Passakornnatee while being a Vice Chairwoman of the Borads and a Director of Ichitan Group Public Company Limited (ICHI), knew or

Mrs.Eng Passakornnatee During the month of January 2017, Mrs.Eng Passakornnatee while being a Vice Chairwoman of the Borads and a Director of Ichitan Group Public Company Limited (ICHI), knew or

the principle of the proposed regulation during the month of September and October 2022 in accordance with the resolution of the SEC Board Meeting No. 12/2565 on 1 September 2022. Essentially, the draft