for the benefits that would have been received from the commission of the offense at the amount of 10,642,274.24 baht, totaling 31,926,822.72 baht plus the annual interest rate of 7.5 percent

Court’s judgement date, and (4) to order him to compensate the SEC for expenses incurred from investigating the offence totaling 110,042 baht plus an interest payment at the rate of 7.5% per year from

, and (4) to order him to compensate the SEC for expenses incurred from investigating the offence totaling 110,042 baht plus an interest payment at the rate of 7.5% per year from the suit filing date

lawsuit against those six offenders in the Civil Court for imposition of the maximum applicable statutory penalties comprising a fine of 68,456,936 baht plus interest, a suspension of trading in

advantage of the auditor?s report before making investment decisions and be able to apply it appropriately for stakeholders? best interest and the sustainable development of the reilable financial reporting

boosting the Thai bourse to become fundraising destination for businesses in Mekong region. Currently, a number of high potential companies in the region express their interest in raising funds through the

exploiting client?s assets for personal interest. Following Thanachart's report, the SEC probed into the case and found that {A} traded high volume of securities in the client's account without permission for

capital increase proposal for private placement, feasibility and objective for company?s interest including appropriateness of placement method, placement price and price determination as well as share

where service provider is unable to perform the outsource activities; and (iii) measures to prevent conflict of interest are also required. For outsourcing to a company in corporate group which is a

by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license.    In addition, the existing and new coming Type D