through a provident fund (PVD) scheme.SEC Secretary-General Rapee Sucharitakul said: ?The national population is undergoing a major structural change toward becoming an aged society. By 2025, the 60-years
the penalties under Section 296 of the SEA, i.e., up to two years? imprisonment or a fine not exceeding twice the amount of the benefits received or should have been received but in any case no less
the SEA, i.e., imprisonment for up to two years or a fine not exceeding twice the amount of the benefits received or should have been received but not less than the minimum amount of 500,000 baht, or
, they were posted on misconduct records and will be refused approval for capital market personnel status for 10 years in case of {A} and 5 years in case of {B}, as from June 18, 2011.
calendar years. Hence, the Revenue Department requested the return of tax amount previously deducted plus fines. {A} admitted that she did not review the client's redemption of BLTF units and thus did not
beneficial to the case, the Court reduced the punishments according to Section 78 of the Penal Code. Accordingly, each jail term was reduced to five years and four months, making a total of 10 years and 8
SEC therefore revoked her approval status as capital market investment consultant and will not consider her application for approval as capital market personnel for the period of six years; as well as
Bangkok, October 6, 2014 ? The SEC revoked approval of 2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset
Exchange Act B.E. 2535 (SEA) and the Derivatives Act B.E. 2546 (DA). Under Section 289 of the SEA, the said violation was subject to an imprisonment from 2-5 years or a fine from 200,000-500,000 baht or both
Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed