Characteristics of Directors and Executives of Securities Company or under the Notification of the Capital Market Supervisory Board concerning the Qualification and Prohibited Characteristics of Directors and
Board concerning the Qualification and Other Prohibited Characteristics of Directors and Executives of Securities Company or under the Notification of the Capital Market Supervisory Board concerning the
undertaking derivatives business and such person has qualified and not possessed any prohibited characteristics as stipulated by the Notification concerning personnel . Clause 4 In case an intermediary has
derivatives business and such person has qualified and not possessed any prohibited characteristics as stipulated by the Notification concerning personnel. Clause 4 In case an intermediary has appointed the
supervisory standards on collective investment schemes with characteristics similar to mutual funds (Principles 24-27); however, in case of outsourcing the function which is investment management or derivatives
standards on collective investment schemes with characteristics similar to mutual funds (Principles 24-27); however, in case of outsourcing the function which is investment management or derivatives
under the law governing trade associations having characteristics and objectives similar to those of an association related to securities business and wishing to become an association related to